• Securities Law

Regulations & Statutes (back to top)

United States Code

• T.15 Commerce & Trade
  • Chapter 2B Securities Exchange
  • Chapter 2C Public Utility Holding Companies
  • Chapter 2D Investment Companies and Advisors
• T.33 Federal Securities Act of 1933
• T.34 Federal Securities Exchange Act of 1934

U.S. Agencies & Departments (back to top)

• Federal Trade Commission
• Internal Revenue Service
• Justice, Department of
• Securities and Exchange Commission

West Virginia Resources (back to top)

• Finance, Division of
• Insurance Commission
• Public Service Commission
• Secretary of State
• State Election Commission

Resources & Publications (back to top)

• American Stock Exchange
• Investment Company Act of 1940
• North American Securities Administration Association, Inc. (NASAA)
• NASDAQ
• New York Stock Exchange
• SEC Edgar Database

News Sources:

• Bloomberg News Source
• SEC Law Online

Associations & Organizations (back to top)

• ABA Business Law Section
• National Association of Bond Lawyers
• National Investor Relations Institute
• Securities Industry Association

Journals & Periodicals (back to top)

• Business Law Journal (University of California, Davis, School of Law)